This post is syndicated from: The LATEST.
The Securities and Exchange Commission (SEC) plays a major role in the regulation of America’s financial system – a business based on content. It’s no surprise that the SEC has been instrumental in some of the regulations that affect the content and records management industry. Regulations like SEC 17a and 17b have forced organizations to spend billions of dollars to comply. The rules have even influenced other standards like DoD 5015.2.
